Compliance

JWR Financial Services (Pty) Ltd, Red Oak Capital & JWR Risk has been authorised by the Financial Services Board (FSB) to operate as  financial services providers in terms of the provisions of the Financial Advisory and Intermediary Services Act of 2002 (FAIS).

  • JWR Financial Services (Pty) Ltd: FSB 5721
  • Red Oak Capital: FSB 557559
  • JWR Risk: FSB 38552

This can be checked at the FSB’s toll-free number:¬†0800 110 443, or on their website at www.fsb.co.za.

We also use an external compliance institution, namely Moonstone Compliance (Pty) Ltd, Valerida Centre, Piet Retief Street, Stellenbosch; telephone: 021 883 8000. They monitor our compliance with FAIS and other relevant legal provisions and regulations.

JWR also has a complaints procedure and conflict of interest policy in place. Please contact us for free copies of the following:

  • Complaints procedure for clients
  • Policy and procedures for conflict of interests.

JWR Boardroom